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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Warwick, RI

Every SEC-registered financial advisor at a firm office in Warwick who lists the Certified Financial Planner designation, A to Z.

The short answer

25 CFP professionals work in Warwick; the most are at Janney Montgomery Scott LLC (6). 18 are also registered broker representatives.

CFP advisors in Warwick, A to Z

Every advisor in Warwick →

Firms with the most CFP professionals in Warwick

Janney Montgomery Scott LLC 6MML Investors Services, LLC 6Ae Wealth Management, LLC 2Commonwealth Financial Network 2Financial Independence, LLC 2Ameriprise Financial Services, LLC 1Bentley Wealth Advisors, LLC 1Datum Wealth Management 1Diversified Resources, LLC 1Kestra Advisory Services, LLC 1Savvy 1Spinnaker Asset Management Inc. 1

CFP advisors in other Rhode Island cities

All of Rhode Island →

Providence 44Johnston 12Middletown 9Cranston 8North Kingstown 8East Greenwich 7Lincoln 6Newport 6West Warwick 6Westerly 6Charlestown 5East Providence 5Smithfield 5Greenville 4North Smithfield 3Saunderstown 3South Kingstown 3Wakefield 3

Questions

How many CFP financial advisors are in Warwick, RI?

25 SEC-registered investment adviser representatives at firm offices in Warwick, Rhode Island list the CFP designation; Janney Montgomery Scott LLC employs the most of them (6).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Warwick?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.