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Financial ADVSR advisor directory · SEC adviser records

Raymond James & Associates, Inc. financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Raymond James & Associates, Inc. office in Providence, A to Z.

The short answer

6 registered advisors work at Raymond James & Associates, Inc. in Providence, out of 5,233 at the firm nationwide; it ranks number 17 in the city by advisors. 0 list the CFP designation and 6 are also registered broker representatives.

Raymond James & Associates, Inc. advisors in Providence, A to Z

Every Raymond James & Associates, Inc. advisor →

Raymond James & Associates, Inc. advisors in every city and state →Raymond James & Associates, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Raymond James & Associates, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

Raymond James & Associates, Inc. advisors in other cities

St. Petersburg, FL 614Memphis, TN 112New York, NY 107Houston, TX 88Atlanta, GA 82Coral Gables, FL 81Chicago, IL 70Boca Raton, FL 58St Louis, MO 58Tampa, FL 56Miami, FL 55Birmingham, MI 54Dallas, TX 54Birmingham, AL 53Louisville, KY 53

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 112Morgan Stanley 60Strategic Advisers LLC 60UBS Financial Services Inc. 22RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 11Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8LPL Financial LLC 7Oppenheimer & Co. Inc. 7Wells Fargo Clearing Services, LLC 7

Questions

How many financial advisors does Raymond James & Associates, Inc. have in Providence?

6 investment adviser representatives are registered at Raymond James & Associates, Inc. offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 5,233 nationwide. 0 list the CFP designation and 6 are also registered as broker representatives.

Is Raymond James & Associates, Inc. one of the largest advisor employers in Providence?

Raymond James & Associates, Inc. ranks number 17 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 112.

How do I check a Raymond James & Associates, Inc. advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.