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Financial ADVSR advisor directory · SEC adviser records

Oppenheimer & Co. Inc. financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Oppenheimer & Co. Inc. office in Providence, A to Z.

The short answer

7 registered advisors work at Oppenheimer & Co. Inc. in Providence, out of 1,086 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Oppenheimer & Co. Inc. advisors in Providence, A to Z

Every Oppenheimer & Co. Inc. advisor →

Oppenheimer & Co. Inc. advisors in every city and state →Oppenheimer & Co. Inc.: assets, clients and custodians →Oppenheimer news and advisor moves →Advisor Moves: who changed firms this week →

Oppenheimer & Co. Inc. advisors in other cities

New York, NY 223Chicago, IL 53Coral Gables, FL 35Houston, TX 35St. Louis, MO 33Bellevue, WA 28Boston, MA 28Seattle, WA 24Stamford, CT 24Washington, DC 24San Francisco, CA 23Los Angeles, CA 22Jericho, NY 21Birmingham, MI 20Atlanta, GA 18

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6

Questions

How many financial advisors does Oppenheimer & Co. Inc. have in Providence?

7 investment adviser representatives are registered at Oppenheimer & Co. Inc. offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 1,086 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Oppenheimer & Co. Inc. one of the largest advisor employers in Providence?

Oppenheimer & Co. Inc. ranks number 15 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Oppenheimer & Co. Inc. advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oppenheimer & Co. Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.