Financial ADVSR advisor directory · SEC adviser records
F L Putnam Investment Management Co. financial advisors in Providence, RI
Every SEC-registered investment adviser representative at a F L Putnam Investment Management Co. office in Providence, A to Z.
The short answer
6 registered advisors work at F L Putnam Investment Management Co. in Providence, out of 69 at the firm nationwide; it ranks number 18 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.
F L Putnam Investment Management Co. advisors in Providence, A to Z
Every F L Putnam Investment Management Co. advisor →- Roger N. BeginCertified Financial Planner
- Todd E. EngelhardtInvestment adviser rep
- Thomas P. FayChartered Financial Analyst
- Jaslyn MarquesCertified Financial Planner
- Glen P. MartinCertified Financial Planner
- Nicole L. TsafosCertified Financial Planner
F L Putnam Investment Management Co. advisors in every city and state →F L Putnam Investment Management Co.: assets, clients and custodians →Advisor Moves: who changed firms this week →
F L Putnam Investment Management Co. advisors in other cities
Needham, MA 10Lynnfield, MA 9Portsmouth, NH 8Amherst, NY 6Reston, VA 6Portland, ME 5Wolfeboro, NH 5New York, NY 4Kalamazoo, MI 3Milwaukee, WI 3Mashpee, MA 2Boston, MA 1Pembroke, MA 1
Other firms in Providence
All Providence advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6
Questions
How many financial advisors does F L Putnam Investment Management Co. have in Providence?
6 investment adviser representatives are registered at F L Putnam Investment Management Co. offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 69 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.
Is F L Putnam Investment Management Co. one of the largest advisor employers in Providence?
F L Putnam Investment Management Co. ranks number 18 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.
How do I check a F L Putnam Investment Management Co. advisor in Providence?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the F L Putnam Investment Management Co. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.