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Financial ADVSR advisor directory · SEC adviser records

Canton Hathaway LLC financial advisors in Providence, RI

Every SEC-registered investment adviser representative at a Canton Hathaway LLC office in Providence, A to Z.

4 registered advisors work at Canton Hathaway LLC in Providence, out of 5 at the firm nationwide; it ranks number 23 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Canton Hathaway LLC advisors in Providence, A to Z

Every Canton Hathaway LLC advisor →

Canton Hathaway LLC advisors in every city and state →Canton Hathaway LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Canton Hathaway LLC advisors in other cities

Palm Beach, FL 1

Other firms in Providence

All Providence advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 105Strategic Advisers LLC 63Morgan Stanley 59UBS Financial Services Inc. 23RBC Capital Markets, LLC 17Parsons Capital Management Inc. 11Tiaa-Cref Individual & Institutional Services, LLC 10Ameriprise Financial Services, LLC 9Brown, Lisle/Cummings, Inc. 8Charles Schwab & Co., Inc. 8Wells Fargo Clearing Services, LLC 8Commonwealth Financial Network 6

Questions

How many financial advisors does Canton Hathaway LLC have in Providence?

4 investment adviser representatives are registered at Canton Hathaway LLC offices in Providence, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Canton Hathaway LLC one of the largest advisor employers in Providence?

Canton Hathaway LLC ranks number 23 in Providence by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 105.

How do I check a Canton Hathaway LLC advisor in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Canton Hathaway LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.