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Managing Director · Canton Hathaway LLC

Nicholas G. Trotman

CRD 4283142 · Named on Form ADV at one SEC-registered adviser

At a glance

Canton Hathaway LLC, an SEC-registered wealth manager based in Providence, RI with $866 million in regulatory assets, lists Nicholas G. Trotman on its Form ADV as Managing Director, a control person.

Firms and roles

  • Canton Hathaway LLCManaging DirectorWealth manager · Providence, RI · $866M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.