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Chief Compliance Officer · Canton Hathaway LLC

Candice A. Lightfoot

CRD 4885526 · Named on Form ADV at 4 SEC-registered advisers

At a glance

Canton Hathaway LLC, an SEC-registered wealth manager based in Providence, RI with $866 million in regulatory assets, lists Candice A. Lightfoot on its Form ADV as Chief Compliance Officer. The SEC filings also name Candice at 3 other registered advisers.

Firms and roles

AtlasMembers

Candice’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
4 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with Candice on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Candice’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.