Financial ADVSR advisor moves · SEC adviser records, updated daily

Which firms are gaining and losing advisors

The firms adding and losing the most SEC-registered financial advisors since October 22, and every recent move between firms.

Most advisors added, since October 22

Reported team moves and deals →

Firm	Joined	Left for another firm	Net
Corient	6	0	+6
RBC Capital Markets, LLC	6	0	+6
LPL Financial LLC	5	0	+5
Raymond James Financial Services Advisors, Inc.	5	0	+5
Wells Fargo Advisors Financial Network, LLC	5	0	+5
Wells Fargo Clearing Services, LLC	4	5	-1
Beacon Pointe Advisors, LLC	4	0	+4
Visions Analysis LLC	4	0	+4
Cetera Investment Advisers LLC	3	0	+3
Robertson Stephens	3	0	+3
Equitable Advisors, LLC	2	0	+2
Schwab Wealth Advisory, Inc.	2	0	+2
Vocare Wealth Advisors	2	0	+2
Principal Advised Services	1	1	0
Ameriprise Financial Services, LLC	1	0	+1
Ausdal Financial Partners, Inc.	1	0	+1
Belpointe Asset Management LLC	1	0	+1
Bluespring Wealth Management, LLC	1	0	+1
Bradley Foster & Sargent Inc.	1	0	+1
Brookstone Wealth Advisors, LLC	1	0	+1
Cade Group, Inc.	1	0	+1
Captrust	1	0	+1
Centaurus Financial, Inc.	1	0	+1
Creative Planning Institutional Advisors, LLC	1	0	+1
Cwm, LLC	1	0	+1
D.A. Davidson & Co.	1	0	+1
Foundations Investment Advisors LLC	1	0	+1
Fourth Dimension Wealth, LLC	1	0	+1
Fsg Wealth Advisors, LLC	1	0	+1
Hightower Advisors, LLC	1	0	+1
Ima Advisory Services, Inc.	1	0	+1
Kestra Advisory Services, LLC	1	0	+1
Madison Partners	1	0	+1
Morgan Stanley	1	0	+1
Navigate 401k, LLC	1	0	+1
Ni Advisors	1	0	+1
Osaic Wealth, Inc.	1	0	+1
PNC Wealth Management LLC	1	0	+1
Pks Advisory Services, LLC	1	0	+1
Principal Securities, Inc.	1	0	+1
Private Advisor Group, LLC	1	0	+1
Rb Capital Management, LLC	1	0	+1
Savvy	1	0	+1
Sequoia Ridge Wealth LLC	1	0	+1
Spc	1	0	+1
Thrivent Advisor Network, LLC	1	0	+1
Western Wealth Management LLC	1	0	+1
Worthpointe	0	4	-4
Edward Jones	0	2	-2
Truist Advisory Services, Inc.	0	2	-2

Moves between firms, since October 22

Advisor	From	To	Office	Seen
Anthony G. Ferreira	Worthpointe	Beacon Pointe Advisors, LLC	Newport Beach, CA	Oct 23
Brooksher L. Morgan	Worthpointe	Beacon Pointe Advisors, LLC	Austin, TX	Oct 23
Dana M. Palasota Jones	Wells Fargo Clearing Services, LLC	Wells Fargo Advisors Financial Network, LLC	San Antonio, TX	Oct 23
Douglas G. Bolles	Worthpointe	Beacon Pointe Advisors, LLC	Tyler, TX	Oct 23
Erin M. Powers-Westendorf	Truist Advisory Services, Inc.	Raymond James Financial Services Advisors, Inc.	Naples, FL	Oct 23
Jeffrey B. Izsak	Wells Fargo Clearing Services, LLC	Wells Fargo Advisors Financial Network, LLC	Pepper Pike, OH	Oct 23
Karen M. Springer	Wells Fargo Clearing Services, LLC	Wells Fargo Advisors Financial Network, LLC	Pepper Pike, OH	Oct 23
Megan M. Christiansen	Principal Advised Services	Principal Securities, Inc.	Des Moines, IA	Oct 23
Miguel F. Freytag	J.P. Morgan Securities LLC	Wells Fargo Clearing Services, LLC	Scottsdale, AZ	Oct 23
Mitchell L. Frankel	Wells Fargo Clearing Services, LLC	Wells Fargo Advisors Financial Network, LLC	Pepper Pike, OH	Oct 23
Scott W. O'Brien	Worthpointe	Beacon Pointe Advisors, LLC	Austin, TX	Oct 23
Thomas Boyd	Wells Fargo Clearing Services, LLC	Wells Fargo Advisors Financial Network, LLC	Fort Lee, NJ	Oct 23
Trevor J. Aldrich	Charles Schwab & Co., Inc.	Schwab Wealth Advisory, Inc.	Indianapolis, IN	Oct 23
Benjamin R. Russette Mondoux	Fifth Third Securities, Inc.	PNC Wealth Management LLC	Grand Rapids, MI	Oct 22
David N. Nelson	On Investment Management Co.	Ausdal Financial Partners, Inc.	Davenport, IA	Oct 22
Deborah C. Anselmo	Ip Financial Advisory Services LLC	Centaurus Financial, Inc.	Lafayette, LA	Oct 22
Eric P. Bencivenga	Edward Jones	LPL Financial LLC	Melville, NY	Oct 22
Matthew B. Malten	Edward Jones	RBC Capital Markets, LLC	Milwaukee, WI	Oct 22
Michelle J. Reynolds	Truist Advisory Services, Inc.	Raymond James Financial Services Advisors, Inc.	Sarasota, FL	Oct 22
Nathan R. Walters	Commonwealth Financial Network	Kestra Advisory Services, LLC	Poulsbo, WA	Oct 22

Questions

Which firm is adding the most financial advisors?

Corient added the most SEC-registered advisors since October 22 (6 joined, 0 left for another firm), according to the SEC's daily adviser file.

How is this measured?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted. Joins include new hires and trainees as well as recruits.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves aren't included. Every firm's advisors: financial advisors by firm.