Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left J.P. Morgan Securities LLC
Every SEC-registered advisor who joined J.P. Morgan Securities LLC or left it for another firm since October 22, and where they came from or went.
0 joined and 1 left for another firm since October 22, a net change of -1; the most who left went to Wells Fargo Clearing Services, LLC (2).
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Where advisors came from and went
Went to
Joined J.P. Morgan Securities LLC (0)
No advisors joined since October 22.
Left J.P. Morgan Securities LLC for another firm (1)
| Advisor | Went to | Office | Seen |
|---|---|---|---|
| Miguel F. Freytag | Wells Fargo Clearing Services, LLC | Tempe, AZ | Oct 23 |
| Miguel F. Freytag | Wells Fargo Clearing Services, LLC | Tempe, AZ | Oct 22 |
Questions
How many advisors has J.P. Morgan Securities LLC added recently?
0 SEC-registered advisors joined J.P. Morgan Securities LLC and 1 left it for another firm since October 22, a net change of -1, according to the SEC's daily Investment Adviser Public Disclosure file.
Where are J.P. Morgan Securities LLC advisors going?
Of the advisors who left J.P. Morgan Securities LLC for another firm since October 22, the most joined Wells Fargo Clearing Services, LLC (2).
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.