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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Wells Fargo Clearing Services, LLC

Every SEC-registered advisor who joined Wells Fargo Clearing Services, LLC or left it for another firm since October 22, and where they came from or went.

4 joined and 5 left for another firm since October 22, a net change of -1. The most came from J.P. Morgan Securities LLC (1); the most who left went to Wells Fargo Advisors Financial Network, LLC (5).

Every Wells Fargo Clearing Services, LLC advisor, by city and state →Wells Fargo news and recruiting deals →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

J.P. Morgan Securities LLC 1

Went to

Wells Fargo Advisors Financial Network, LLC 5

Joined Wells Fargo Clearing Services, LLC (4)

AdvisorCame fromOfficeSeen
Miguel F. FreytagJ.P. Morgan Securities LLCScottsdale, AZOct 23
Rayce A. MillerNew to the adviser fileScottsdale, AZOct 23
Truett J. HankersonNew to the adviser fileNew York, NYOct 23
Stephany O. SwisherNew to the adviser fileSan Francisco, CAOct 22

Left Wells Fargo Clearing Services, LLC for another firm (5)

AdvisorWent toOfficeSeen
Dana M. Palasota JonesWells Fargo Advisors Financial Network, LLCSan Antonio, TXOct 23
Jeffrey B. IzsakWells Fargo Advisors Financial Network, LLCPepper Pike, OHOct 23
Karen M. SpringerWells Fargo Advisors Financial Network, LLCPepper Pike, OHOct 23
Mitchell L. FrankelWells Fargo Advisors Financial Network, LLCPepper Pike, OHOct 23
Thomas BoydWells Fargo Advisors Financial Network, LLCSt. Louis, MOOct 23

Questions

How many advisors has Wells Fargo Clearing Services, LLC added recently?

4 SEC-registered advisors joined Wells Fargo Clearing Services, LLC and 5 left it for another firm since October 22, a net change of -1, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from J.P. Morgan Securities LLC (1).

Where are Wells Fargo Clearing Services, LLC advisors going?

Of the advisors who left Wells Fargo Clearing Services, LLC for another firm since October 22, the most joined Wells Fargo Advisors Financial Network, LLC (5).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.