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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Wells Fargo Advisors Financial Network, LLC

Every SEC-registered advisor who joined Wells Fargo Advisors Financial Network, LLC or left it for another firm since October 22, and where they came from or went.

5 joined and 0 left for another firm since October 22, a net change of +5. The most came from Wells Fargo Clearing Services, LLC (5).

Every Wells Fargo Advisors Financial Network, LLC advisor, by city and state →Wells Fargo news and recruiting deals →Which firms are gaining and losing advisors →

Where advisors came from and went

Came from

Wells Fargo Clearing Services, LLC 5

Joined Wells Fargo Advisors Financial Network, LLC (5)

AdvisorCame fromOfficeSeen
Dana M. Palasota JonesWells Fargo Clearing Services, LLCSan Antonio, TXOct 23
Jeffrey B. IzsakWells Fargo Clearing Services, LLCPepper Pike, OHOct 23
Karen M. SpringerWells Fargo Clearing Services, LLCPepper Pike, OHOct 23
Mitchell L. FrankelWells Fargo Clearing Services, LLCPepper Pike, OHOct 23
Thomas BoydWells Fargo Clearing Services, LLCFort Lee, NJOct 23

Left Wells Fargo Advisors Financial Network, LLC for another firm (0)

No advisors left for another firm since October 22.

Questions

How many advisors has Wells Fargo Advisors Financial Network, LLC added recently?

5 SEC-registered advisors joined Wells Fargo Advisors Financial Network, LLC and 0 left it for another firm since October 22, a net change of +5, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Wells Fargo Clearing Services, LLC (5).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.