Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left Schwab Wealth Advisory, Inc.
Every SEC-registered advisor who joined Schwab Wealth Advisory, Inc. or left it for another firm since October 22, and where they came from or went.
5 joined and 0 left for another firm since October 22, a net change of +5. The most came from Charles Schwab & Co., Inc. (2).
Every Schwab Wealth Advisory, Inc. advisor, by city and state →Schwab news and recruiting deals →Which firms are gaining and losing advisors →
Where advisors came from and went
Came from
Joined Schwab Wealth Advisory, Inc. (5)
| Advisor | Came from | Office | Seen |
|---|---|---|---|
| Bruno Faria Amoroso | New to the adviser file | Orlando, FL | Oct 24 |
| Kyle B. Mendoza | New to the adviser file | Phoenix, AZ | Oct 24 |
| Orfeo Di Mizio | Charles Schwab & Co., Inc. | Indianapolis, IN | Oct 24 |
| Barry L. Tallman | New to the adviser file | Tampa, FL | Oct 23 |
| Trevor J. Aldrich | Charles Schwab & Co., Inc. | Indianapolis, IN | Oct 23 |
Left Schwab Wealth Advisory, Inc. for another firm (0)
No advisors left for another firm since October 22.
Questions
How many advisors has Schwab Wealth Advisory, Inc. added recently?
5 SEC-registered advisors joined Schwab Wealth Advisory, Inc. and 0 left it for another firm since October 22, a net change of +5, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Charles Schwab & Co., Inc. (2).
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.