Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left RBC Capital Markets, LLC
Every SEC-registered advisor who joined RBC Capital Markets, LLC or left it for another firm since October 22, and where they came from or went.
7 joined and 0 left for another firm since October 22, a net change of +7. The most came from Edward Jones (1).
Every RBC Capital Markets, LLC advisor, by city and state →RBC news and recruiting deals →Which firms are gaining and losing advisors →
Where advisors came from and went
Came from
Joined RBC Capital Markets, LLC (7)
| Advisor | Came from | Office | Seen |
|---|---|---|---|
| Karen A. Venneri | New to the adviser file | Sewickley, PA | Oct 24 |
| Everett T. Collins | New to the adviser file | San Antonio, TX | Oct 23 |
| Jamie R. Nero | New to the adviser file | Chicago, IL | Oct 23 |
| Jennifer E. Susco | New to the adviser file | Sewickley, PA | Oct 23 |
| Julia D. Munchel | New to the adviser file | Sewickley, PA | Oct 23 |
| Raymond L. Nepa | New to the adviser file | Sewickley, PA | Oct 23 |
| Matthew B. Malten | Edward Jones | Milwaukee, WI | Oct 22 |
Left RBC Capital Markets, LLC for another firm (0)
No advisors left for another firm since October 22.
Questions
How many advisors has RBC Capital Markets, LLC added recently?
7 SEC-registered advisors joined RBC Capital Markets, LLC and 0 left it for another firm since October 22, a net change of +7, according to the SEC's daily Investment Adviser Public Disclosure file. The most came from Edward Jones (1).
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.