Financial ADVSR advisor moves · SEC adviser records, updated daily
Advisors who joined and left Cetera Investment Advisers LLC
Every SEC-registered advisor who joined Cetera Investment Advisers LLC or left it for another firm since October 22, and where they came from or went.
4 joined and 0 left for another firm since October 22, a net change of +4.
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Joined Cetera Investment Advisers LLC (4)
| Advisor | Came from | Office | Seen |
|---|---|---|---|
| William J. Pfeifer III | New to the adviser file | Scottsdale, AZ | Oct 24 |
| Uvan Stewart | New to the adviser file | Bethesda, MD | Oct 23 |
| Anna M. Deboer | New to the adviser file | Holland, MI | Oct 22 |
| Michael A. Durham II | New to the adviser file | Marietta, OH | Oct 22 |
Left Cetera Investment Advisers LLC for another firm (0)
No advisors left for another firm since October 22.
Questions
How many advisors has Cetera Investment Advisers LLC added recently?
4 SEC-registered advisors joined Cetera Investment Advisers LLC and 0 left it for another firm since October 22, a net change of +4, according to the SEC's daily Investment Adviser Public Disclosure file.
Where does this data come from?
The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.
Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.