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Financial ADVSR advisor moves · SEC adviser records, updated daily

Advisors who joined and left Foundations Investment Advisors LLC

Every SEC-registered advisor who joined Foundations Investment Advisors LLC or left it for another firm since October 22, and where they came from or went.

1 joined and 1 left for another firm since October 22, a net change of 0; the most who left went to Gradient Advisors, LLC (1).

Every Foundations Investment Advisors LLC advisor, by city and state →Which firms are gaining and losing advisors →

Where advisors came from and went

Went to

Gradient Advisors, LLC 1

Joined Foundations Investment Advisors LLC (1)

AdvisorCame fromOfficeSeen
Larry D. KloefkornNew to the adviser fileWichita, KSOct 22

Left Foundations Investment Advisors LLC for another firm (1)

AdvisorWent toOfficeSeen
Jose J. Cao-AlviraGradient Advisors, LLCPhoenix, AZOct 24

Questions

How many advisors has Foundations Investment Advisors LLC added recently?

1 SEC-registered advisors joined Foundations Investment Advisors LLC and 1 left it for another firm since October 22, a net change of 0, according to the SEC's daily Investment Adviser Public Disclosure file.

Where are Foundations Investment Advisors LLC advisors going?

Of the advisors who left Foundations Investment Advisors LLC for another firm since October 22, the most joined Gradient Advisors, LLC (1).

Where does this data come from?

The SEC publishes every registered investment adviser representative and their firms each day. Financial ADVSR compares each day's file with the one before: an advisor who gains a firm counts as joining it, one who loses it as leaving. A departure counts only when the advisor shows up at another firm within 45 days; advisors who simply drop out of the file (retirements, broker-only roles, gaps in a day's file) aren't counted.

Source: the SEC's Investment Adviser Public Disclosure daily file, compared day by day since 2026-10-22. Investment adviser representatives only; broker-only moves (FINRA BrokerCheck) aren't included. Reported team moves and deals are in Advisor Moves.