Adviser and broker representative · Rockefeller Financial LLC
Hans S. Maentz
CRD 4585412 · Los Angeles, CA
At a glance
Hans S. Maentz is an investment adviser representative with Rockefeller Financial LLC in Los Angeles, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Hans’s SEC record dates to 2004, about 22 years ago. Hans is also registered as a broker representative.
Current advisory firms
- Rockefeller Financial LLCSince March 2021Los Angeles, CA · $100B in regulatory assets
- Rockefeller Capital ManagementSince October 2023Park City, UT · $37B in regulatory assets
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Hans’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.