Financial ADVSR advisor directory · SEC adviser records
Raymond James & Associates, Inc. financial advisors in Carlsbad, CA
Every SEC-registered investment adviser representative at a Raymond James & Associates, Inc. office in Carlsbad, A to Z.
The short answer
9 registered advisors work at Raymond James & Associates, Inc. in Carlsbad, out of 5,233 at the firm nationwide; it ranks number 14 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.
Raymond James & Associates, Inc. advisors in Carlsbad, A to Z
Every Raymond James & Associates, Inc. advisor →- Jeffrey R. ArdantzAlso a broker rep
- Jacob AugerAlso a broker rep
- Charles R. Brown Jr.Certified Financial Planner · Also a broker rep
- Rebecca A. DempseyAlso a broker rep
- Cason R. DougallAlso a broker rep
- Kellen P. HokeAlso a broker rep
- Katherine R. RobinsonAlso a broker rep
- Jon E. VanceAlso a broker rep
- Kalyn A. WalkerAlso a broker rep
Raymond James & Associates, Inc. advisors in every city and state →Raymond James & Associates, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Raymond James & Associates, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
Raymond James & Associates, Inc. advisors in other cities
St. Petersburg, FL 614Memphis, TN 112New York, NY 107Houston, TX 88Atlanta, GA 82Coral Gables, FL 81Chicago, IL 70Boca Raton, FL 58St Louis, MO 58Tampa, FL 56Miami, FL 55Birmingham, MI 54Dallas, TX 54Birmingham, AL 53Louisville, KY 53
Other firms in Carlsbad
All Carlsbad advisors →Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9
Questions
How many financial advisors does Raymond James & Associates, Inc. have in Carlsbad?
9 investment adviser representatives are registered at Raymond James & Associates, Inc. offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,233 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.
Is Raymond James & Associates, Inc. one of the largest advisor employers in Carlsbad?
Raymond James & Associates, Inc. ranks number 14 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.
How do I check a Raymond James & Associates, Inc. advisor in Carlsbad?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James & Associates, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.