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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Carlsbad, CA

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Carlsbad, A to Z.

7 registered advisors work at Commonwealth Financial Network in Carlsbad, out of 2,715 at the firm nationwide; it ranks number 16 in the city by advisors. 2 list the CFP designation and 7 are also registered broker representatives.

Commonwealth Financial Network advisors in Carlsbad, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 160San Diego, CA 67Glastonbury, CT 51Overland Park, KS 28Rochester, NY 27Needham, MA 24Worcester, MA 23Dallas, TX 19Danvers, MA 17Shelton, CT 17Wilmington, NC 17New York, NY 16Pittsford, NY 16Roanoke, VA 16Burlington, MA 15

Other firms in Carlsbad

All Carlsbad advisors →

Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9

Questions

How many financial advisors does Commonwealth Financial Network have in Carlsbad?

7 investment adviser representatives are registered at Commonwealth Financial Network offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 2,715 nationwide. 2 list the CFP designation and 7 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Carlsbad?

Commonwealth Financial Network ranks number 16 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.

How do I check a Commonwealth Financial Network advisor in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.