Principal/vice President · Aldrich Wealth LP
Carl J. Pinkard
CRD 4596300 · Named on Form ADV at one SEC-registered adviser
At a glance
Aldrich Wealth LP, an SEC-registered wealth manager based in Lake Oswego, OR with $7.6 billion in regulatory assets, lists Carl J. Pinkard on its Form ADV as Principal/vice President, a control person.
Firms and roles
- Aldrich Wealth LPPrincipal/vice PresidentWealth manager · Lake Oswego, OR · $7.6B in regulatory assets
AtlasMembers
Carl’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Carl’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Kevin S. BarchusPrincipal, Aldrich Wealth LP
- Darin E. RichardsChief Investment Officer/principal, Aldrich Wealth LP
- Heather M. WonderlyPresident/principal, Aldrich Wealth LP
- Nicole R. RicePrincipal, Aldrich Wealth LP
- Luan D. DollensCCO, Aldrich Wealth LP
3 more people named with Carl on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carl’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.