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Managing Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finop · Emerson Equity LLC

Dominic Julio Baldini

CRD 3082081 · Named on Form ADV at one SEC-registered adviser

At a glance

Emerson Equity LLC, an SEC-registered broker-dealer firm based in SAN Mateo, CA with $322 million in regulatory assets, lists Dominic Julio Baldini on its Form ADV as Managing Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finop, a control person.

Firms and roles

  • Emerson Equity LLCManaging Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, FinopBroker-dealer firm · SAN Mateo, CA · $322M in regulatory assets

AtlasMembers

Dominic’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2004 (22 years)
Designations
None on file
Exams
Series 63, Series 65
Registered in
4 states
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

AtlasMembers

Dominic’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominic’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.