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Chief Operations Officer · Emerson Equity LLC

Kathleen Frances Morrissey

CRD 1771747 · Named on Form ADV at one SEC-registered adviser

At a glance

Emerson Equity LLC, an SEC-registered broker-dealer firm based in SAN Mateo, CA with $322 million in regulatory assets, lists Kathleen Frances Morrissey on its Form ADV as Chief Operations Officer.

Firms and roles

  • Emerson Equity LLCChief Operations OfficerBroker-dealer firm · SAN Mateo, CA · $322M in regulatory assets

AtlasMembers

Kathleen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Dominic Julio BaldiniManaging Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finop, Emerson Equity LLC
  • Sean Kristian SnyderChief Strategy Officer, Emerson Equity LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.