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Managing Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finop · Emerson Equity LLC

Dominic Julio Baldini

CRD 3082081 · Named on Form ADV at one SEC-registered adviser

At a glance

Emerson Equity LLC, an SEC-registered broker-dealer firm based in SAN Mateo, CA with $322 million in regulatory assets, lists Dominic Julio Baldini on its Form ADV as Managing Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, Finop, a control person.

Firms and roles

  • Emerson Equity LLCManaging Member, President, General Securities Principal, Chief Compliance Officer, Options Principal, Muni Principal, FinopBroker-dealer firm · SAN Mateo, CA · $322M in regulatory assets

AtlasMembers

Dominic’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dominic’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.