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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in San Mateo, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in San Mateo, A to Z.

The short answer

17 registered advisors work at UBS Financial Services Inc. in San Mateo, out of 8,476 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 17 are also registered broker representatives.

UBS Financial Services Inc. advisors in San Mateo, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in San Mateo

All San Mateo advisors →

Fisher Investments 48Merrill Lynch, Pierce, Fenner & Smith Incorporated 37Emerson Equity LLC 30Morgan Stanley 30LPL Financial LLC 27Charles Schwab & Co., Inc. 18Newfront Retirement Services, Inc. 15J.P. Morgan Securities LLC 10Eagle Strategies LLC 8Vantage Wealth Management, LLC 7Wells Fargo Clearing Services, LLC 7Osaic Wealth, Inc. 6

Questions

How many financial advisors does UBS Financial Services Inc. have in San Mateo?

17 investment adviser representatives are registered at UBS Financial Services Inc. offices in San Mateo, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in San Mateo?

UBS Financial Services Inc. ranks number 6 in San Mateo by registered advisors; Fisher Investments has the most, with 48.

How do I check a UBS Financial Services Inc. advisor in San Mateo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.