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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Sacramento, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Sacramento, A to Z.

The short answer

12 registered advisors work at UBS Financial Services Inc. in Sacramento, out of 8,476 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 12 are also registered broker representatives.

UBS Financial Services Inc. advisors in Sacramento, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Sacramento

All Sacramento advisors →

Wells Fargo Clearing Services, LLC 51Merrill Lynch, Pierce, Fenner & Smith Incorporated 47Allworth Financial, L.P. 44Morgan Stanley 44LPL Financial LLC 40Strategic Advisers LLC 39Osaic Wealth, Inc. 29Charles Schwab & Co., Inc. 20Captrust 17Edward Jones 15Ameriprise Financial Services, LLC 13J.P. Morgan Securities LLC 13

Questions

How many financial advisors does UBS Financial Services Inc. have in Sacramento?

12 investment adviser representatives are registered at UBS Financial Services Inc. offices in Sacramento, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Sacramento?

UBS Financial Services Inc. ranks number 13 in Sacramento by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 51.

How do I check a UBS Financial Services Inc. advisor in Sacramento?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.