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Owner and Investment Adviser Representative · Adams Ashby Financial Advisors

Nina E. Adams

CRD 2163086 · Named on Form ADV at one SEC-registered adviser

At a glance

Adams Ashby Financial Advisors, an SEC-registered wealth manager based in Sacramento, CA with $480 million in regulatory assets, lists Nina E. Adams on its Form ADV as Owner and Investment Adviser Representative.

Firms and roles

AtlasMembers

Nina’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jeffrey S. AdamsPresident and Chief Compliance Officer, Adams Ashby Financial Advisors

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nina’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.