President and Chief Compliance Officer · Haven Capital Group
Kristin W. Horton
CRD 1987375 · Named on Form ADV at one SEC-registered adviser
At a glance
Haven Capital Group, an SEC-registered wealth manager based in Westlake Village, CA with $144 million in regulatory assets, lists Kristin W. Horton on its Form ADV as President and Chief Compliance Officer, a control person.
Firms and roles
- Haven Capital GroupPresident and Chief Compliance OfficerWealth manager · Westlake Village, CA · $144M in regulatory assets
AtlasMembers
Kristin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kristin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.