Financial ADVSR advisor directory · SEC adviser records
Ameriprise Financial Services, LLC financial advisors in Westlake Village, CA
Every SEC-registered investment adviser representative at a Ameriprise Financial Services, LLC office in Westlake Village, A to Z.
The short answer
26 registered advisors work at Ameriprise Financial Services, LLC in Westlake Village, out of 11,734 at the firm nationwide; it ranks number 8 in the city by advisors. 5 list the CFP designation and 26 are also registered broker representatives.
Ameriprise Financial Services, LLC advisors in Westlake Village, A to Z
Every Ameriprise Financial Services, LLC advisor →- John BotrousCertified Financial Planner · Also a broker rep
- Joel E. BoyceAlso a broker rep
- Jeffrey W. CordovaAlso a broker rep
- Garrett J. De BuiserAlso a broker rep
- Randi M. DennenAlso a broker rep
- David E. FeuerhelmAlso a broker rep
- John T. Foster Jr.Also a broker rep
- W. K. GriffithAlso a broker rep
- James E. Holland IIIAlso a broker rep
- Robert J. KayCertified Financial Planner · Also a broker rep
- Richard H. KoffCertified Financial Planner, Chartered Financial Consultant · Also a broker rep
- Joseph B. LavittAlso a broker rep
- Julie C. LinAlso a broker rep
- Thomas M. MocciaAlso a broker rep
- Nicholas J. NinoAlso a broker rep
- Stephen J. Patterson Jr.Also a broker rep
- David N. RacusinAlso a broker rep
- Kyle M. ReedAlso a broker rep
- Jason D. SandsAlso a broker rep
- Natalie SchaperAlso a broker rep
- Vanessa A. SerratoAlso a broker rep
- Denny F. SpeidelAlso a broker rep
- Emily A. TrematerraAlso a broker rep
- Scott A. WilcoxAlso a broker rep
- Matthew WilliamsCertified Financial Planner · Also a broker rep
- Thomas J. YoonCertified Financial Planner · Also a broker rep
Ameriprise Financial Services, LLC advisors in every city and state →Ameriprise Financial Services, LLC: assets, clients and custodians →Ameriprise news and advisor moves →Advisor Moves: who changed firms this week →
Ameriprise Financial Services, LLC advisors in other cities
Minneapolis, MN 445Edina, MN 154Houston, TX 130Columbus, OH 104Charlotte, NC 100Boca Raton, FL 98Las Vegas, NV 95New York, NY 93Honolulu, HI 88Troy, MI 87Scottsdale, AZ 69Indianapolis, IN 67Atlanta, GA 65Austin, TX 64Tampa, FL 63
Other firms in Westlake Village
All Westlake Village advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31UBS Financial Services Inc. 23Osaic Wealth, Inc. 17Alliance Advisory & Securities, LLC 15Stifel, Nicolaus & Company, Incorporated 12Edward Jones 11
Questions
How many financial advisors does Ameriprise Financial Services, LLC have in Westlake Village?
26 investment adviser representatives are registered at Ameriprise Financial Services, LLC offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 11,734 nationwide. 5 list the CFP designation and 26 are also registered as broker representatives.
Is Ameriprise Financial Services, LLC one of the largest advisor employers in Westlake Village?
Ameriprise Financial Services, LLC ranks number 8 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.
How do I check a Ameriprise Financial Services, LLC advisor in Westlake Village?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Ameriprise Financial Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.