Financial ADVSR advisor directory · SEC adviser records
Alliance Advisory & Securities, LLC financial advisors in Westlake Village, CA
Every SEC-registered investment adviser representative at a Alliance Advisory & Securities, LLC office in Westlake Village, A to Z.
The short answer
15 registered advisors work at Alliance Advisory & Securities, LLC in Westlake Village, out of 15 at the firm nationwide; it ranks number 11 in the city by advisors. 8 list the CFP designation and 0 are also registered broker representatives.
Alliance Advisory & Securities, LLC advisors in Westlake Village, A to Z
Every Alliance Advisory & Securities, LLC advisor →- Sandra L. BublitzCertified Financial Planner
- Anthony R. HerreresInvestment adviser rep
- Robert J. KnightInvestment adviser rep
- Crystal A. LaryInvestment adviser rep
- Vance A. LavizzoCertified Financial Planner
- Spencer A. MaccuishInvestment adviser rep
- Patrick K. McIlrathInvestment adviser rep
- Hoby D. PearceCertified Financial Planner
- Aydin X. ProInvestment adviser rep
- Jon A. RehurekCertified Financial Planner
- Randall P. Sanada Jr.Certified Financial Planner
- Benjamin R. SimondsCertified Financial Planner
- Sean N. SottileInvestment adviser rep
- Emily M. SwanCertified Financial Planner
- Christopher J. TylerCertified Financial Planner
Alliance Advisory & Securities, LLC advisors in every city and state →Alliance Advisory & Securities, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Westlake Village
All Westlake Village advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31Ameriprise Financial Services, LLC 26UBS Financial Services Inc. 23Osaic Wealth, Inc. 17Stifel, Nicolaus & Company, Incorporated 12Edward Jones 11
Questions
How many financial advisors does Alliance Advisory & Securities, LLC have in Westlake Village?
15 investment adviser representatives are registered at Alliance Advisory & Securities, LLC offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 15 nationwide. 8 list the CFP designation and 0 are also registered as broker representatives.
Is Alliance Advisory & Securities, LLC one of the largest advisor employers in Westlake Village?
Alliance Advisory & Securities, LLC ranks number 11 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.
How do I check a Alliance Advisory & Securities, LLC advisor in Westlake Village?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Alliance Advisory & Securities, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.