Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Westlake Village, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Westlake Village, A to Z.
The short answer
17 registered advisors work at Osaic Wealth, Inc. in Westlake Village, out of 7,287 at the firm nationwide; it ranks number 10 in the city by advisors. 4 list the CFP designation and 17 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Westlake Village, A to Z
Every Osaic Wealth, Inc. advisor →- John E. AndersenAlso a broker rep
- Ryan J. BadgerAlso a broker rep
- Mel B. BannonAlso a broker rep
- Steven M. BarrusAlso a broker rep
- Robert M. ChowAlso a broker rep
- Michael D. CoreAlso a broker rep
- Kevin T. DeeganCertified Financial Planner · Also a broker rep
- Scott A. GoldsteinAlso a broker rep
- Guillermo Gutierrez Jr.Certified Financial Planner · Also a broker rep
- John S. JaniosCertified Financial Planner · Also a broker rep
- James L. Losey Jr.Certified Financial Planner · Also a broker rep
- Thomas G. Moffat IIIAlso a broker rep
- Robert E. MummeyAlso a broker rep
- Cathey L. PaineAlso a broker rep
- Mark L. SherinAlso a broker rep
- Richard A. SmithAlso a broker rep
- Chad M. SwansonAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Westlake Village
All Westlake Village advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 61Morgan Stanley 56LPL Financial LLC 55Wells Fargo Clearing Services, LLC 49One Capital Management, LLC 39J.P. Morgan Securities LLC 34Wells Fargo Advisors Financial Network, LLC 31Ameriprise Financial Services, LLC 26UBS Financial Services Inc. 23Alliance Advisory & Securities, LLC 15Stifel, Nicolaus & Company, Incorporated 12Edward Jones 11
Questions
How many financial advisors does Osaic Wealth, Inc. have in Westlake Village?
17 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Westlake Village, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,287 nationwide. 4 list the CFP designation and 17 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Westlake Village?
Osaic Wealth, Inc. ranks number 10 in Westlake Village by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 61.
How do I check a Osaic Wealth, Inc. advisor in Westlake Village?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.