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Chief Operations Officer & Chief Compliance Officer · Total Wealth Services, LLC

Keith Gray

CRD 6036964 · Named on Form ADV at one SEC-registered adviser

At a glance

Total Wealth Services, LLC, an SEC-registered wealth manager based in Westlake Village, CA with $186 million in regulatory assets, lists Keith Gray on its Form ADV as Chief Operations Officer & Chief Compliance Officer, a control person.

Firms and roles

  • Total Wealth Services, LLCChief Operations Officer & Chief Compliance OfficerWealth manager · Westlake Village, CA · $186M in regulatory assets

AtlasMembers

Keith’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Keith’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.