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Chief Compliance Officer · FMB Wealth Management

David R. Howerton

CRD 4540828 · Named on Form ADV at 2 SEC-registered advisers

At a glance

FMB Wealth Management, an SEC-registered wealth manager based in Westlake Village, CA with $616 million in regulatory assets, lists David R. Howerton on its Form ADV as Chief Compliance Officer. The SEC filings also name David at 1 other registered adviser.

Firms and roles

  • FMB Wealth ManagementChief Compliance OfficerWealth manager · Westlake Village, CA · $616M in regulatory assets
  • FMB Retirement ServicesChief Compliance Officer, Chief Operations OfficerAsset manager · Westlake Village, CA · $146M in regulatory assets

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.