Investment adviser representative · Brooks Wealth Management
Scott K. Brooks
CRD 7227609 · Westlake Village, CA
At a glance
Scott K. Brooks is an investment adviser representative with Brooks Wealth Management in Westlake Village, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Scott’s SEC record dates to 2021, about 4 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Brooks Wealth ManagementSince August 2024Westlake Village, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2021 (4 years)
- Designations
- Certified Financial Planner
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Scott’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.