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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Spokane, WA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Spokane, A to Z.

11 registered advisors work at UBS Financial Services Inc. in Spokane, out of 9,018 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 11 are also registered broker representatives.

UBS Financial Services Inc. advisors in Spokane, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127

Other firms in Spokane

All Spokane advisors →

LPL Financial LLC 51Edward Jones 28Merrill Lynch, Pierce, Fenner & Smith Incorporated 28Wells Fargo Clearing Services, LLC 22D.A. Davidson & Co. 18Ameriprise Financial Services, LLC 17Columbia Advisory Partners, LLC 16Thrivent Investment Management Inc. 16RBC Capital Markets, LLC 15Raymond James Financial Services Advisors, Inc. 15Morgan Stanley 14Quantum Financial Planning Services, Inc. 14

Questions

How many financial advisors does UBS Financial Services Inc. have in Spokane?

11 investment adviser representatives are registered at UBS Financial Services Inc. offices in Spokane, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Spokane?

UBS Financial Services Inc. ranks number 15 in Spokane by registered advisors; LPL Financial LLC has the most, with 51.

How do I check a UBS Financial Services Inc. advisor in Spokane?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.