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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spokane, WA

Every SEC-registered investment adviser representative at a firm office in Spokane, with the firms that employ the most of them.

The short answer

501 registered advisors work in Spokane; the most are at LPL Financial LLC (51). 69 list the CFP designation and 375 are also registered broker representatives.

Firms with the most advisors in Spokane

FirmAdvisors in Spokane
LPL Financial LLC news51
Edward Jones news28
Merrill Lynch, Pierce, Fenner & Smith Incorporated news28
Wells Fargo Clearing Services, LLC news22
D.A. Davidson & Co.18
Ameriprise Financial Services, LLC news17
Columbia Advisory Partners, LLC16
Thrivent Investment Management Inc.16
RBC Capital Markets, LLC news15
Raymond James Financial Services Advisors, Inc. news15
Morgan Stanley news14
Quantum Financial Planning Services, Inc.14
Cetera Investment Advisers LLC news12
Osaic Wealth, Inc. news12
UBS Financial Services Inc. news11
Eagle Strategies LLC10
Charles Schwab & Co., Inc. news9
Griffiths, Dreher & Evans, P.S., CPAS9
Northern Capital Management, Inc.9
Robert W. Baird & Co. Incorporated news8
Richards Merrill Wealth Management news7
Stifel, Nicolaus & Company, Incorporated news7
Valic Financial Advisors, Inc.7
Hightower Advisors, LLC news6
J.P. Morgan Securities LLC news5

Advisors in Spokane, A to Z (first 300 of 501)

CFP advisors in Spokane →

Other cities in Washington

All of Washington →

Seattle 1,964Bellevue 1,401Vancouver 494Camas 300Tacoma 288Kirkland 276Bellingham 198Mercer Island 157Gig Harbor 136Kennewick 123Redmond 111Edmonds 104Everett 104Lynnwood 103Yakima 103Olympia 101Renton 99Issaquah 93Federal Way 89Silverdale 80Bothell 73Spokane Valley 67Wenatchee 66Puyallup 64

Questions

How many financial advisors are in Spokane, WA?

501 investment adviser representatives are registered at firm offices in Spokane, Washington, according to the SEC's Investment Adviser Public Disclosure records. 375 of them are also registered as broker representatives, and 69 list the CFP designation.

Which firm has the most financial advisors in Spokane?

LPL Financial LLC, with 51 registered advisors in Spokane, followed by Edward Jones with 28.

How do I check a financial advisor in Spokane?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.