Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Tacoma, WA
Every SEC-registered investment adviser representative at a firm office in Tacoma, with the firms that employ the most of them.
292 registered advisors work in Tacoma; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (27). 48 list the CFP designation and 238 are also registered broker representatives.
Firms with the most advisors in Tacoma
Advisors in Tacoma, A to Z
CFP advisors in Tacoma →- Benjamin J. AddinkColumbia River Advisors
- Sonia D. AlexisUBS Financial Services Inc.
- Jeffrey E. AllenEdward Jones
- Troy L. AllisonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Carlos A. Alviarez DelgadoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Douglas A. AndrewsRBC Capital Markets, LLC
- Gabriel R. AndrewsWells Fargo Clearing Services, LLC
- Luke M. AndrewsRBC Capital Markets, LLC
- Robert AndrewsRBC Capital Markets, LLC
- Vicki AndrewsMorgan Stanley
- Carles A. ApplingMorgan Stanley
- John C. ArataOsaic Wealth, Inc.
- Katherine S. AusleyEdward Jones
- Molly A. AxworthyEdward Jones · Certified Financial Planner
- John J. BaileyLPL Financial LLC
- Noah R. BaileyLPL Financial LLC
- Jeremy T. BakerAmeriprise Financial Services, LLC
- Per A. BakkenMorgan Stanley
- Bryce BarberStifel, Nicolaus & Company, Incorporated · Certified Financial Planner
- Gary A. BarssUBS Financial Services Inc.
- Kailey B. BassCharles Schwab & Co., Inc.
- Stephanie C. BauerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erica BearerAmeriprise Financial Services, LLC
- Brock G. BennionLPL Financial LLC
- Dean S. BennionLPL Financial LLC
- Bradley A. BergerAmeriprise Financial Services, LLC · Certified Financial Planner
- Arnie D. BergmanMML Investors Services, LLC
- Connor BerkeryVoya Financial Advisors, Inc.
- Melody M. BlissU.S. Bancorp Advisors, LLC
- Ryan L. BooneMorgan Stanley
- Nathan M. BorchardtRaymond James Financial Services Advisors, Inc.
- Taylor M. BossMorgan Stanley
- Elizabeth A. BottsEdward Jones
- Jennifer A. BrandtRaymond James Financial Services Advisors, Inc.
- Justin D. BrandtAmeriprise Financial Services, LLC
- Meaghan E. BrasseyFiduciary Counselling Inc. · Certified Financial Planner
- David A. BrazierEdward Jones
- Nathanael BreitenbergCetera Investment Advisers LLC
- Vernon W. Brewer Jr.Voya Financial Advisors, Inc.
- Cynthia A. Briggs&Partners
- Belinda B. BrillRBC Capital Markets, LLC
- Austin M. BrownVoya Financial Advisors, Inc.
- Brenda M. BrownRaymond James Financial Services Advisors, Inc.
- Caleb K. BrownComposition Wealth, LLC · Certified Financial Planner
- Eugene J. BrownEdward Jones · Certified Financial Planner
- Quang N. BuiUBS Financial Services Inc.
- Nicole A. BurroughsVoya Financial Advisors, Inc.
- Amanda M. BurrowsFinancial Insights Wealth Management · Certified Financial Planner
- Rosa I. CabaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ethan T. CabadingCharles Schwab & Co., Inc.
- Nicolas P. CalviCharles Schwab & Co., Inc.
- Jesus CarlosUBS Financial Services Inc.
- Steven E. CarpmailAmeriprise Financial Services, LLC
- Jeffrey A. CaseyMML Investors Services, LLC
- Jeffrey J. CathersalAlexander Capital Wealth Management LLC
- Roman N. CatliU.S. Bancorp Advisors, LLC
- Kaleb N. CervantesAlera Investment Advisors, LLC
- Kurt P. ChambersMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicholas ChampagneLPL Financial LLC
- Elaine K. ChanFioh Global Asset Management And Strategies, LLC · Certified Financial Planner
- Alec J. CharlesRaymond James Financial Services Advisors, Inc.
- Jun S. CheaRainier Family Wealth, Inc. · Certified Financial Planner
- Robert N. Chenier Jr.UBS Financial Services Inc.
- Warren G. ChildUBS Financial Services Inc.
- Tammy ColeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Claude D. ConlinVoya Financial Advisors, Inc.
- Andrew G. ConnerMadrona Financial & CPAS
- David CookAmeriprise Financial Services, LLC
- Jacob CronkAmeriprise Financial Services, LLC
- Lucas CrutchfieldCharles Schwab & Co., Inc.
- Joseph C. CurielRaymond James Financial Services Advisors, Inc.
- Chaney T. DarlingtonRaymond James Financial Services Advisors, Inc.
- Russell K. DarneilleAmeriprise Financial Services, LLC
- Pravin R. DavreyEmerald Pacific Investment Advisors LLC
- Jacqueline L. DegideoAnchor Financial
- Aubrey D. DeighWells Fargo Clearing Services, LLC
- Eulysses Delgado AlcarazAmeriprise Financial Services, LLC
- Vincent L. Di DomenicoVoya Financial Advisors, Inc.
- Kevin M. DonovanRaymond James Financial Services Advisors, Inc.
- Merry H. DooleyRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Candace E. DueckerSeneschal Family Office · Certified Financial Planner
- Michael W. DunbarFinancial Insights Wealth Management
- Tran N. DuongLPL Financial LLC
- Derek C. DzingleStolz & Associates, Ps · Certified Financial Planner, Chartered Financial Analyst
- Chastin P. EgbertCharles Schwab & Co., Inc.
- Laurence O. ElvinsTacoma Investment Group
- Jennifer A. Emmons CarlsonGould Capital, LLC
- Stephen F. F. FairfaxUBS Financial Services Inc.
- Steven F. FattoriniTiaa-Cref Individual & Institutional Services, LLC
- Justin A. FisherThreadline Wealth
- Tyler FlaniganWells Fargo Clearing Services, LLC
- Jordan FordFinancial Insights Wealth Management
- Michele M. FullerLPL Financial LLC
- Christopher S. FusonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark A. GallinattiStifel, Nicolaus & Company, Incorporated
- Jennifer GeislerMorgan Stanley
- Robert P. GiordanoUBS Financial Services Inc. · Certified Financial Planner
- Chad T. GloverSeneschal Family Office · Certified Financial Planner
- Shelly R. GoolsbyAmeriprise Financial Services, LLC
- John M. Gould IIIGould Capital, LLC
- Emily L. GrandonUBS Financial Services Inc.
- Gerard GrayCetera Investment Advisers LLC
- Richard E. GrayEdward Jones · Certified Financial Planner
- Karla J. GreerVoya Financial Advisors, Inc. · Chartered Financial Consultant
- Alexandra A. GrenierMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David R. GrenierMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles E. GrethAltitude Capital Management LLC
- Teressa GrosklausWells Fargo Advisors Financial Network, LLC
- Adam A. GulleyEdward Jones
- James B. GuthrieAmeriprise Financial Services, LLC · Certified Financial Planner
- Margaret E. HacklemanMorgan Stanley
- Jason S. HallD.A. Davidson & Co. · Certified Financial Planner
- Steven M. HarlowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ryan P. HarriganMorgan Stanley
- Brennan M. HartleyCetera Investment Advisers LLC
- Earl B. HartleyCetera Investment Advisers LLC
- Alan H. HensleyFinancial Insights Wealth Management · Certified Financial Planner
- Tyler R. HjelsethComposition Wealth, LLC · Certified Financial Planner
- James A. HolroydCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Carol HuWells Fargo Clearing Services, LLC
- Jeffrey A. HuffNfsg Corporation
- Michelle R. HuffmanPortfolio Strategies Inc.
- Jason HummelOsaic Wealth, Inc.
- Joshua J. HummelOsaic Wealth, Inc.
- Jennifer K. IranonMorgan Stanley
- David J. JajewskiPortfolio Strategies Inc.
- Brian A. JakubiakVoya Financial Advisors, Inc.
- Connor D. JamersonVoya Financial Advisors, Inc.
- Matthew JensenEdward Jones
- Chad J. JohnsonTrek Financial
- Erik D. JohnsonMorgan Stanley
- Rafe JohnsonAnchor Financial
- Richard K. JohnsonNorthwestern Mutual Investment Services, LLC
- David C. JohnstonTiaa-Cref Individual & Institutional Services, LLC
- Erin M. JonesWells Fargo Clearing Services, LLC
- Drew JordanJ.P. Morgan Securities LLC
- Kristin A. JordanRaymond James Financial Services Advisors, Inc.
- Chad A. KasperRfg Advisory, LLC
- Benjamin L. KelleyLPL Financial LLC
- Alexandria A. KempFinancial Insights Wealth Management · Certified Financial Planner
- John J. Keolker Jr.Fiduciary Counselling Inc. · Certified Financial Planner
- Petros P. KoumantarosIntellicents Investment Solutions Inc.
- Christopher J. KraftLPL Financial LLC
- Nishant KumarMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Heather LafranchiStrategic Advisers LLC
- Jessica LaneTrek Financial
- Jeffrey M. LangSeneschal Family Office · Certified Financial Planner
- Andre J. LankaVoya Financial Advisors, Inc.
- Sam LantowMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kyle B. LapastoraBankers Life Advisory Services, Inc.
- Trevor LaroweWells Fargo Clearing Services, LLC
- John A. LeeWells Fargo Clearing Services, LLC
- Mee-Kyong LeeCore Planning · Certified Financial Planner
- Ranhee LeeLPL Financial LLC
- Ty V. LeeMML Investors Services, LLC
- Dorothy A. LewisFinancial Insights Wealth Management · Certified Financial Planner
- Alvin J. LiangVoya Financial Advisors, Inc.
- Jason H. LindquistEverspire
- Laura M. LinmanEdward Jones
- Aminadab LopezThrivent Investment Management Inc.
- Mathew J. LystraMorgan Stanley
- Warren E. MachD.A. Davidson & Co.
- Derek MainFirst Main Capital
- Lane P. MallulaRBC Capital Markets, LLC
- Scott D. MaloyLPL Financial LLC
- Juliette C. MarthVoya Financial Advisors, Inc.
- Sean L. MartinRaymond James Financial Services Advisors, Inc.
- Aghil MasounMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Rachel A. MatthewsAdvisors Asset Management, Inc.
- Dean R. MatzAmeriprise Financial Services, LLC
- Luke D. MazariegosComposition Wealth, LLC · Certified Financial Planner
- Christopher R. McCullochAmeriprise Financial Services, LLC · Certified Financial Planner
- Elizabeth McDanielMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Crystal A. McMahonArrowroot Family Office, LLC · Certified Financial Planner
- Perry P. MenardUBS Financial Services Inc.
- Gregory D. MerrillStrategic Asset Management
- Diana G. MeyersRBC Capital Markets, LLC · Certified Financial Planner
- Carl W. Middleton IVComposition Wealth, LLC
- Jennifer A. MillerWells Fargo Clearing Services, LLC
- Kalia C. Mills-SetterMorgan Stanley
- Cindy A. MooreMorgan Stanley
- Reed H. MooreLPL Financial LLC
- Alyssa B. MorleyMorgan Stanley · Certified Financial Planner
- Christopher M. MullenMorgan Stanley
- Alexandra M. NelsonMML Investors Services, LLC
- Stacie R. NemetzApella Wealth · Certified Financial Planner
- Melissa NewellEdward Jones
- Hanh P. NguyenStrategic Advisers LLC
- Hung N. NguyenRaymond James Financial Services Advisors, Inc.
- Minh-Chau Pham NguyenEagle Strategies LLC
- Wesley J. NiblackAmeriprise Financial Services, LLC · Certified Financial Planner, Chartered Financial Consultant
- Paula C. O'ConnorRBC Capital Markets, LLC
- Jared P. O'NealMorgan Stanley
- Jon J. OlingCharles Schwab & Co., Inc.
- Douglas M. OlmsteadMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Janet L. PackAdvisors Asset Management, Inc.
- Steven J. PaineLPL Financial LLC
- Aaron D. PalmerEquitable Advisors, LLC · Certified Financial Planner
- Grace P. ParkEagle Strategies LLC
- David ParkerWells Fargo Clearing Services, LLC
- Zach R. ParsonsDpc Wealth Advisory Services, LLC.
- Elizabeth A. PetersonMorgan Stanley · Certified Financial Planner
- Landin R. PetersonVoya Financial Advisors, Inc.
- Matthew F. PhilichiUBS Financial Services Inc. · Certified Financial Planner
- Matthew PhilichiUBS Financial Services Inc.
- Christine L. PickeringPenny Lane Wealth Management, LLC
- James R. PiperLPL Financial LLC
- Shayne PlantzStrategic Advisers LLC
- Mickey B. PortnoyUBS Financial Services Inc.
- John P. PowerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Meghan R. RayeMorgan Stanley
- Kevin M. ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mark R. RichterLPL Financial LLC
- Lance RielandEdward Jones
- Cale RobinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michelle T. RobinsonStolz & Associates, Ps · Certified Financial Planner
- Kohl RolandAmeriprise Financial Services, LLC
- Blake RossmanStrategic Advisers LLC
- Stephen M. RounerAmeriprise Financial Services, LLC
- Corey D. SackenRBC Capital Markets, LLC
- Sara M. SandersRaymond James Financial Services Advisors, Inc.
- Libertad SarmientoThrivent Investment Management Inc.
- Timothy M. ScheuffeleEdward Jones · Certified Financial Planner
- Raymond C. SchmidtkeMorgan Stanley
- Samantha SchnurrWealth Enhancement Advisory Services, LLC · Certified Financial Planner
- Elijah C. SchulzMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Remington A. ScovelEdward Jones
- Cody J. ScriverMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Angela M. SecoloVoya Financial Advisors, Inc. · Certified Financial Planner
- Stephanie J. ShinnCommonwealth Financial Network · Certified Financial Planner
- Scott E. SlusserEagle Strategies LLC
- Brendan J. SmithRBC Capital Markets, LLC
- Joseph R. SmithAmeriprise Financial Services, LLC
- Katelyn R. SmithStifel, Nicolaus & Company, Incorporated · Certified Financial Planner
- Peter R. SmithAmeriprise Financial Services, LLC
- Rhonda L. SmithStifel, Nicolaus & Company, Incorporated
- Samuel E. SnowMorgan Stanley
- Sheila SnowdonAspire Capital Advisors LLC
- Stephen M. SpencerCharles Schwab & Co., Inc.
- Kyle StallcopCharles Schwab & Co., Inc.
- Alissa StearnsMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tatum SteeleIndependent Financial Partners · Chartered Financial Analyst
- Greysen StefaniVoya Financial Advisors, Inc.
- Erin S. StewartMorgan Stanley
- Richard SticeWells Fargo Clearing Services, LLC
- Andrew C. StolzStolz & Associates, Ps · Chartered Financial Analyst
- Nicolas C. StonerCharles Schwab & Co., Inc.
- Amber R. StreamLPL Financial LLC
- Gregory K. SwansonOnedigital · Certified Financial Planner
- Susan C. SwopeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lynn C. SylerStifel, Nicolaus & Company, Incorporated
- Chelsey M. TabionMorgan Stanley
- Kevin TefftAmeriprise Financial Services, LLC
- Nikolay K. TerekhinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jillian TizapantziJ.P. Morgan Securities LLC
- Jessica D. TobelEdward Jones
- Timothy J. TruebenbachLPL Financial LLC · Certified Financial Planner
- Brandyn TuttleEagle Strategies LLC
- Jason E. TvedtUBS Financial Services Inc.
- Amy C. UllrichOnedigital
- Joseph L. Valdivia IIIRaymond James Financial Services Advisors, Inc.
- Nicholas H. VanderlindaAmeriprise Financial Services, LLC
- Poonum VasishthMorgan Stanley
- John F. VerducciVoya Financial Advisors, Inc.
- Debbie R. VichotVoya Financial Advisors, Inc.
- Nikolay VinogradovWells Fargo Clearing Services, LLC
- Michael WadeVoya Financial Advisors, Inc.
- John J. WalshFinancial Insights Wealth Management · Certified Financial Planner
- Leslie A. WaltersMorgan Stanley
- Duane WanglerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jania L. WatkinsEdward Jones · Certified Financial Planner
- Justin P. WatkinsEdward Jones · Certified Financial Planner
- Henry WebbEmpower Advisory Group, LLC
- Thomas M. WenzelRBC Capital Markets, LLC
- Matthew R. WhiteMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nils R. WickmanAres Financial Consulting LLC · Certified Financial Planner
- Amanda R. WienerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michelle D. WilliamsEagle Strategies LLC
- John D. WilliamsonPenny Lane Wealth Management, LLC
- James B. WilsonAmeriprise Financial Services, LLC
- Lorraine D. WilsonLPL Financial LLC
- Daniel C. WinnetteMorgan Stanley
- Hunter D. WinterRaymond James Financial Services Advisors, Inc.
- Brent B. WojtanowiczEdward Jones
- Isaac R. WojtanowiczEdward Jones
- Zachary M. WongEagle Strategies LLC
- Julie A. WurstJulie A. Wurst, Cfp, LLC · Certified Financial Planner
- Nicholas N. YeeVoya Financial Advisors, Inc.
- Brent YonemotoVoya Financial Advisors, Inc.
- Brian YooWells Fargo Clearing Services, LLC
- Eric J. ZawilskiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Dennis C. ZoccoUBS Financial Services Inc.
Other cities in Washington
All of Washington →Seattle 1,957Bellevue 1,378Spokane 501Vancouver 478Camas 339Kirkland 276Bellingham 202Mercer Island 153Gig Harbor 134Kennewick 127Redmond 113Edmonds 106Olympia 104Everett 102Renton 102Issaquah 99Lynnwood 99Yakima 96Federal Way 85Bothell 71Silverdale 71Puyallup 68Spokane Valley 67Wenatchee 65
Questions
How many financial advisors are in Tacoma, WA?
292 investment adviser representatives are registered at firm offices in Tacoma, Washington, according to the SEC's Investment Adviser Public Disclosure records. 238 of them are also registered as broker representatives, and 48 list the CFP designation.
Which firm has the most financial advisors in Tacoma?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 27 registered advisors in Tacoma, followed by Morgan Stanley with 25.
How do I check a financial advisor in Tacoma?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.