Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Kirkland, WA

Every SEC-registered investment adviser representative at a firm office in Kirkland, with the firms that employ the most of them.

The short answer

276 registered advisors work in Kirkland; the most are at Morgan Stanley (61). 37 list the CFP designation and 201 are also registered broker representatives.

Firms with the most advisors in Kirkland

FirmAdvisors in Kirkland
Morgan Stanley news61
RBC Capital Markets, LLC news25
Raymond James & Associates, Inc. news19
Ameriprise Financial Services, LLC news14
Edward Jones news13
Focus Partners Wealth, LLC11
Raymond James Financial Services Advisors, Inc. news11
Strategic Advisers LLC9
LPL Financial LLC news8
Osaic Wealth, Inc. news7
Spg Advisors LLC7
Equitable Advisors, LLC news6
Robinswood Financial5
Wells Fargo Clearing Services, LLC news5
J.P. Morgan Securities LLC news4
Cetera Investment Advisers LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Abacus Financial Planning2
Aspire Capital Advisors LLC2
Coldstream Wealth Management2
Edelman Financial Engines news2
Elite Wealth Management, Inc.2
Finomenon Investments LLC2
Greystone Financial & Estate Services, Inc.2
Kaizen Financial Advisors, LLC2

Advisors in Kirkland, A to Z

CFP advisors in Kirkland →

Other cities in Washington

All of Washington →

Seattle 1,964Bellevue 1,401Spokane 514Vancouver 494Camas 300Tacoma 288Bellingham 198Mercer Island 157Gig Harbor 136Kennewick 123Redmond 111Edmonds 104Everett 104Lynnwood 103Yakima 103Olympia 101Renton 99Issaquah 93Federal Way 89Silverdale 80Bothell 73Spokane Valley 67Wenatchee 66Puyallup 64

Questions

How many financial advisors are in Kirkland, WA?

276 investment adviser representatives are registered at firm offices in Kirkland, Washington, according to the SEC's Investment Adviser Public Disclosure records. 201 of them are also registered as broker representatives, and 37 list the CFP designation.

Which firm has the most financial advisors in Kirkland?

Morgan Stanley, with 61 registered advisors in Kirkland, followed by RBC Capital Markets, LLC with 25.

How do I check a financial advisor in Kirkland?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.