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Principal/chief Compliance Officer · Greystone Financial & Estate Services, Inc.

John W. Robertson

CRD 6786384 · Named on Form ADV at one SEC-registered adviser

At a glance

Greystone Financial & Estate Services, Inc., an SEC-registered wealth manager based in Kirkland, WA with $117 million in regulatory assets, lists John W. Robertson on its Form ADV as Principal/chief Compliance Officer, a control person.

Firms and roles

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John’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.