Founder · Financial Insights Wealth Management
Dorothy A. Lewis
CRD 1042516 · Named on Form ADV at one SEC-registered adviser
At a glance
Financial Insights Wealth Management, an SEC-registered wealth manager based in Tacoma, WA with $747 million in regulatory assets, lists Dorothy A. Lewis on its Form ADV as Founder.
Firms and roles
- Financial Insights Wealth ManagementFounderWealth manager · Tacoma, WA · $747M in regulatory assets
AtlasMembers
Dorothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1984 (41 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Dorothy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Alexandria A. KempChief Executive Officer, Financial Insights Wealth Management
- Daniel J. McCaffreySenior Portfolio Manager, Financial Insights Wealth Management
- Jordan FordChief Compliance Officer & Director of Business Operations, Financial Insights Wealth Management
- Alan H. HensleyVice President & Wealth Advisor, Financial Insights Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.