Wealth manager, independent · Tacoma, WA
Financial Insights Wealth Management
Financial Insights Inc · SEC-registered investment adviser · CRD 108797 · SEC 801-21624
At a glance
Financial Insights Wealth Management is an SEC-registered investment adviser based in Tacoma, Washington, with $747 million in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 768 individual clients. By Form ADV it is a wealth manager, ranked 2,034th of 8,915 wealth managers and 6,334th of 17,210 SEC-registered advisers by assets.
Main office 253-627-6010financialinsights.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $747M
- Rank among wealth managers
- #2,034 of 8,915
- Rank among all SEC RIAs
- #6,334 of 17,210
- Rank in Washington
- #76 of 271
- Individual clients
- 768
- High-net-worth clients
- 235
- Accounts
- 768
- Discretionary
- 95% of AUM
- Employees
- 16
- Advisory staff
- 6
- Offices
- 2
Owners and executives on its Form ADV
- Dorothy A. LewisFounder
- Alexandria A. KempChief Executive Officer
- Daniel J. McCaffreySenior Portfolio Manager
- Jordan FordChief Compliance Officer & Director of Business Operations
- Alan H. HensleyVice President & Wealth Advisor
- Daniel J. McCaffreySR. Portfolio Manager
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 235 | $587M | 79% |
| Individuals | 533 | $156M | 21% |
| Pension and profit sharing plans | – | $2M | <1% |
| Charitable organizations | 6 | $1M | <1% |
Disciplinary disclosures
Financial Insights Wealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗financialinsights.com ↗
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The full record on Financial Insights Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,316 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Financial Insights Wealth Management manage?
Financial Insights Wealth Management reports $747 million in regulatory assets under management across 768 accounts, 95% of it on a discretionary basis, on its Form ADV filed June 2, 2026.
What kind of firm is Financial Insights Wealth Management?
Financial Insights Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Financial Insights Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($587 million, 235 clients); individuals ($156 million, 533 clients); pension and profit sharing plans ($2 million).
Does Financial Insights Wealth Management have any disciplinary history?
Financial Insights Wealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Financial Insights Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →