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Financial ADVSR advisor directory · SEC adviser records

Penny Lane Wealth Management, LLC financial advisors in Tacoma, WA

Every SEC-registered investment adviser representative at a Penny Lane Wealth Management, LLC office in Tacoma, A to Z.

The short answer

3 registered advisors work at Penny Lane Wealth Management, LLC in Tacoma, out of 3 at the firm nationwide; it ranks number 23 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.

Penny Lane Wealth Management, LLC advisors in Tacoma, A to Z

Every Penny Lane Wealth Management, LLC advisor →

Penny Lane Wealth Management, LLC advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Tacoma

All Tacoma advisors →

Morgan Stanley 26Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Ameriprise Financial Services, LLC 21Edward Jones 19Voya Financial Advisors, Inc. 19LPL Financial LLC 17Raymond James Financial Services Advisors, Inc. 15UBS Financial Services Inc. 13Charles Schwab & Co., Inc. 10RBC Capital Markets, LLC 9Wells Fargo Clearing Services, LLC 9Financial Insights Wealth Management 7

Questions

How many financial advisors does Penny Lane Wealth Management, LLC have in Tacoma?

3 investment adviser representatives are registered at Penny Lane Wealth Management, LLC offices in Tacoma, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Is Penny Lane Wealth Management, LLC one of the largest advisor employers in Tacoma?

Penny Lane Wealth Management, LLC ranks number 23 in Tacoma by registered advisors; Morgan Stanley has the most, with 26.

How do I check a Penny Lane Wealth Management, LLC advisor in Tacoma?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Penny Lane Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.