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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Tacoma, WA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Tacoma, A to Z.

The short answer

9 registered advisors work at RBC Capital Markets, LLC in Tacoma, out of 3,466 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Tacoma, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Tacoma

All Tacoma advisors →

Morgan Stanley 26Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Ameriprise Financial Services, LLC 21Edward Jones 19Voya Financial Advisors, Inc. 19LPL Financial LLC 17Raymond James Financial Services Advisors, Inc. 15UBS Financial Services Inc. 13Charles Schwab & Co., Inc. 10Wells Fargo Clearing Services, LLC 9Financial Insights Wealth Management 7Eagle Strategies LLC 6

Questions

How many financial advisors does RBC Capital Markets, LLC have in Tacoma?

9 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Tacoma, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Tacoma?

RBC Capital Markets, LLC ranks number 10 in Tacoma by registered advisors; Morgan Stanley has the most, with 26.

How do I check a RBC Capital Markets, LLC advisor in Tacoma?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.