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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Tacoma, WA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Tacoma, A to Z.

The short answer

13 registered advisors work at UBS Financial Services Inc. in Tacoma, out of 8,476 at the firm nationwide; it ranks number 7 in the city by advisors. 1 list the CFP designation and 13 are also registered broker representatives.

UBS Financial Services Inc. advisors in Tacoma, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Tacoma

All Tacoma advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 27Morgan Stanley 25Ameriprise Financial Services, LLC 21Voya Financial Advisors, Inc. 20Edward Jones 19LPL Financial LLC 18Raymond James Financial Services Advisors, Inc. 14Wells Fargo Clearing Services, LLC 12RBC Capital Markets, LLC 10Charles Schwab & Co., Inc. 9Financial Insights Wealth Management 7Eagle Strategies LLC 6

Questions

How many financial advisors does UBS Financial Services Inc. have in Tacoma?

13 investment adviser representatives are registered at UBS Financial Services Inc. offices in Tacoma, Washington, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 13 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Tacoma?

UBS Financial Services Inc. ranks number 7 in Tacoma by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 27.

How do I check a UBS Financial Services Inc. advisor in Tacoma?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.