Chief Compliance Officer, Shareholder · Griffiths, Dreher & Evans, P.s., Cpas
Alec T. Griffiths
CRD 7362569 · Named on Form ADV at one SEC-registered adviser
At a glance
Griffiths, Dreher & Evans, P.s., Cpas, an SEC-registered wealth manager based in Spokane, WA with $311 million in regulatory assets, lists Alec T. Griffiths on its Form ADV as Chief Compliance Officer, Shareholder, a control person.
Firms and roles
- Griffiths, Dreher & Evans, P.s., CpasChief Compliance Officer, ShareholderWealth manager · Spokane, WA · $311M in regulatory assets
AtlasMembers
Alec’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Deanna M. DreherShareholder, Griffiths, Dreher & Evans, P.s., Cpas
- James S. ColemanShareholder, Griffiths, Dreher & Evans, P.s., Cpas
- Brett G. SmithShareholder, Griffiths, Dreher & Evans, P.s., Cpas
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Alec’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.