Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Seal Beach, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Seal Beach, A to Z.
The short answer
20 registered advisors work at UBS Financial Services Inc. in Seal Beach, out of 8,476 at the firm nationwide; it ranks number 3 in the city by advisors. 1 list the CFP designation and 20 are also registered broker representatives.
UBS Financial Services Inc. advisors in Seal Beach, A to Z
Every UBS Financial Services Inc. advisor →- Shannon L. ApplebyAlso a broker rep
- Natalie BarronCertified Financial Planner · Also a broker rep
- William BensingAlso a broker rep
- James N. CantrellAlso a broker rep
- Philip A. CarpenterAlso a broker rep
- Lisa A. ChapmanAlso a broker rep
- Cecilia M. CorralAlso a broker rep
- Lily A. GongAlso a broker rep
- John HenryAlso a broker rep
- Gerardo Herrera MaciasAlso a broker rep
- Brian J. LinebergerAlso a broker rep
- Brandon J. LopezAlso a broker rep
- Lindsay K. MaisAlso a broker rep
- Matthew A. MonteganiAlso a broker rep
- Gerald Montegani Jr.Also a broker rep
- Austin G. OrkinAlso a broker rep
- Jake P. OrrAlso a broker rep
- John W. OrrAlso a broker rep
- Kevin T. PhillipAlso a broker rep
- Anusha SriramAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Seal Beach
All Seal Beach advisors →Wells Fargo Clearing Services, LLC 45Strategic Advisers LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 14LPL Financial LLC 12Charles Schwab & Co., Inc. 8Edward Jones 7RBC Capital Markets, LLC 5My Portfolio Guide, LLC 3Newedge Advisors 3
Questions
How many financial advisors does UBS Financial Services Inc. have in Seal Beach?
20 investment adviser representatives are registered at UBS Financial Services Inc. offices in Seal Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 20 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Seal Beach?
UBS Financial Services Inc. ranks number 3 in Seal Beach by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 45.
How do I check a UBS Financial Services Inc. advisor in Seal Beach?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.