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Financial ADVSR advisor directory · SEC adviser records

Charles Schwab & Co., Inc. financial advisors in Seal Beach, CA

Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Seal Beach, A to Z.

The short answer

9 registered advisors work at Charles Schwab & Co., Inc. in Seal Beach, out of 5,937 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

Charles Schwab & Co., Inc. advisors in Seal Beach, A to Z

Every Charles Schwab & Co., Inc. advisor →

Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →

Charles Schwab & Co., Inc. advisors in other cities

Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40

Other firms in Seal Beach

All Seal Beach advisors →

Wells Fargo Clearing Services, LLC 45Strategic Advisers LLC 18UBS Financial Services Inc. 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 14LPL Financial LLC 12Edward Jones 7RBC Capital Markets, LLC 5My Portfolio Guide, LLC 3Newedge Advisors 3

Questions

How many financial advisors does Charles Schwab & Co., Inc. have in Seal Beach?

9 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Seal Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is Charles Schwab & Co., Inc. one of the largest advisor employers in Seal Beach?

Charles Schwab & Co., Inc. ranks number 6 in Seal Beach by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 45.

How do I check a Charles Schwab & Co., Inc. advisor in Seal Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.