Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Seal Beach, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Seal Beach, A to Z.
The short answer
12 registered advisors work at LPL Financial LLC in Seal Beach, out of 21,094 at the firm nationwide; it ranks number 5 in the city by advisors. 2 list the CFP designation and 12 are also registered broker representatives.
LPL Financial LLC advisors in Seal Beach, A to Z
Every LPL Financial LLC advisor →- Brandon H. BennettAlso a broker rep
- Stanley A. DilibertoAlso a broker rep
- Martin J. Flores Jr.Also a broker rep
- James A. McElroyAlso a broker rep
- Clay E. MorrisAlso a broker rep
- David A. PerryAlso a broker rep
- Kelly M. PerryAlso a broker rep
- Charles M. RicheyAlso a broker rep
- Barry L. StreeterAlso a broker rep
- Frank Z. TengCertified Financial Planner · Also a broker rep
- Marvin D. WaiderCertified Financial Planner · Also a broker rep
- Micah A. WillisAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Seal Beach
All Seal Beach advisors →Wells Fargo Clearing Services, LLC 45Strategic Advisers LLC 18UBS Financial Services Inc. 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 14Charles Schwab & Co., Inc. 8Edward Jones 7RBC Capital Markets, LLC 5My Portfolio Guide, LLC 3Newedge Advisors 3
Questions
How many financial advisors does LPL Financial LLC have in Seal Beach?
12 investment adviser representatives are registered at LPL Financial LLC offices in Seal Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 12 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Seal Beach?
LPL Financial LLC ranks number 5 in Seal Beach by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 45.
How do I check a LPL Financial LLC advisor in Seal Beach?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.