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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Seal Beach, CA

Every SEC-registered investment adviser representative at a firm office in Seal Beach, with the firms that employ the most of them.

152 registered advisors work in Seal Beach; the most are at Wells Fargo Clearing Services, LLC (45). 14 list the CFP designation and 138 are also registered broker representatives.

Firms with the most advisors in Seal Beach

FirmAdvisors in Seal Beach
Wells Fargo Clearing Services, LLC news45
Strategic Advisers LLC18
UBS Financial Services Inc. news17
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
LPL Financial LLC news12
Charles Schwab & Co., Inc. news8
Edward Jones news7
RBC Capital Markets, LLC news5
My Portfolio Guide, LLC3
Newedge Advisors3
Cambridge Investment Research Advisors, Inc. news2
J.P. Morgan Securities LLC news2
Ktf Investments, LLC2
Wells Fargo Advisors Financial Network, LLC news2
Belpointe Asset Management LLC1
Centaurus Financial, Inc.1
Edelman Financial Engines news1
Farther news1
Fineberg Financial Management LLC1
Invesco Advisers, Inc.1
Jst Investment Consulting1
Kenneth Dean & Co. Financial Advisory Services1
Osaic Wealth, Inc. news1
Private Advisor Group, LLC1
Raymond James Financial Services Advisors, Inc. news1

Advisors in Seal Beach, A to Z

CFP advisors in Seal Beach →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Seal Beach, CA?

152 investment adviser representatives are registered at firm offices in Seal Beach, California, according to the SEC's Investment Adviser Public Disclosure records. 138 of them are also registered as broker representatives, and 14 list the CFP designation.

Which firm has the most financial advisors in Seal Beach?

Wells Fargo Clearing Services, LLC, with 45 registered advisors in Seal Beach, followed by Strategic Advisers LLC with 18.

How do I check a financial advisor in Seal Beach?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.