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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Seal Beach, CA

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Seal Beach, A to Z.

The short answer

5 registered advisors work at RBC Capital Markets, LLC in Seal Beach, out of 3,466 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Seal Beach, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Seal Beach

All Seal Beach advisors →

Wells Fargo Clearing Services, LLC 45Strategic Advisers LLC 18UBS Financial Services Inc. 17Merrill Lynch, Pierce, Fenner & Smith Incorporated 14LPL Financial LLC 12Charles Schwab & Co., Inc. 8Edward Jones 7My Portfolio Guide, LLC 3Newedge Advisors 3

Questions

How many financial advisors does RBC Capital Markets, LLC have in Seal Beach?

5 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Seal Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Seal Beach?

RBC Capital Markets, LLC ranks number 8 in Seal Beach by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 45.

How do I check a RBC Capital Markets, LLC advisor in Seal Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.