Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Sag Harbor, NY
Every SEC-registered investment adviser representative at a firm office in Sag Harbor, with the firms that employ the most of them.
9 registered advisors work in Sag Harbor; the most are at J.P. Morgan Securities LLC (3). 2 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Sag Harbor
| Firm | Advisors in Sag Harbor |
|---|---|
| J.P. Morgan Securities LLC news | 3 |
| Big Rock Advisors LLC | 1 |
| Majority Asset Management, Inc. | 1 |
| Osaic Wealth, Inc. news | 1 |
| Ravello Partners LLC | 1 |
| Stifel, Nicolaus & Company, Incorporated news | 1 |
| UBS Financial Services Inc. news | 1 |
Advisors in Sag Harbor, A to Z
CFP advisors in Sag Harbor →- Jacqueline W. BiancoUBS Financial Services Inc.
- Anthony M. CollicaOsaic Wealth, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Barbara E. DotyMajority Asset Management, Inc. · Chartered Financial Analyst
- Salvatore J. FarrautoJ.P. Morgan Securities LLC
- Sean T. HopkinsBig Rock Advisors LLC · Chartered Financial Analyst
- Jordan M. MayerJ.P. Morgan Securities LLC · Certified Financial Planner
- Douglas P. MiscollRavello Partners LLC
- Erik MullerStifel, Nicolaus & Company, Incorporated
- John M. Sullivan Jr.J.P. Morgan Securities LLC
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Sag Harbor, NY?
9 investment adviser representatives are registered at firm offices in Sag Harbor, New York, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 2 list the CFP designation.
Which firm has the most financial advisors in Sag Harbor?
J.P. Morgan Securities LLC, with 3 registered advisors in Sag Harbor, followed by Big Rock Advisors LLC with 1.
How do I check a financial advisor in Sag Harbor?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.