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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Bend, OR

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Bend, A to Z.

5 registered advisors work at UBS Financial Services Inc. in Bend, out of 9,018 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

UBS Financial Services Inc. advisors in Bend, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 1,025Weehawken, NJ 623San Francisco, CA 217Cincinnati, OH 203Houston, TX 202Chicago, IL 192Boston, MA 187Charlotte, NC 152Los Angeles, CA 149Atlanta, GA 148Dallas, TX 145Miami, FL 139Coral Gables, FL 134Denver, CO 131San Diego, CA 127

Other firms in Bend

All Bend advisors →

LPL Financial LLC 20RBC Capital Markets, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Morgan Stanley 16Raymond James Financial Services Advisors, Inc. 15Edward Jones 14Osaic Wealth, Inc. 9D.A. Davidson & Co. 7J.P. Morgan Securities LLC 5Raymond James & Associates, Inc. 5State Farm Investment Management Corp. 5Stifel, Nicolaus & Company, Incorporated 5

Questions

How many financial advisors does UBS Financial Services Inc. have in Bend?

5 investment adviser representatives are registered at UBS Financial Services Inc. offices in Bend, Oregon, according to the SEC's Investment Adviser Public Disclosure records, out of 9,018 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Bend?

UBS Financial Services Inc. ranks number 14 in Bend by registered advisors; LPL Financial LLC has the most, with 20.

How do I check a UBS Financial Services Inc. advisor in Bend?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.